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Corporate Support

We specialise in providing compliance advice to support corporate transactions involving businesses that are (or should be) directly authorised by the Financial Conduct Authority (FCA) or are Appointed Representatives of an FCA authorised business.

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Understanding the Corporate Support market

At DWF, we understand how FCA requirements can impact corporate transactions. We're experienced at helping vendors and purchasers prepare and complete transactions with a regulatory aspect; not only in respect of businesses operating primarily within the financial services industry, such as lenders, brokers and IFA's, but also those for whom FCA authorisation is incidental to their core activities, such as retailers and manufacturers. 

We have particular expertise in relation to investment, credit, insurance and mortgage related regulated businesses carried on by market intermediaries and product providers.

Our Corporate Support team deliver industry knowledge and expertise

Our core expertise in the field of financial services and corporate support covers:

We also provide businesses with advice on the full range of FCA compliance issues that may adversely impact on their transactions. At their most extreme, those issues can include breaches of the FCA regulatory perimeter, which is a criminal offence. At a lesser level, FCA issues arising in respect of a corporate transaction require a high level of finance industry knowledge to ensure that clients adopt the right balance between technical and commercial considerations. 

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Get in touch with a member of our team by using the details below or completing the form.
T +44 333 320 2220
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+44 333 320 4440

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