Australia
France
Germany
Ireland
Italy
Poland
Qatar
Spain
UAE
UK
Our regulatory team advise insurance sector clients on a range of Financial Conduct Authority ("FCA"), Prudential Regulation Authority ("PRA") and Society of Lloyd's ("Lloyd's") authorisation, supervisory, enforcement and disciplinary matters. This includes advising on cross-border insurance regulatory matters. Colleagues in our wider international team advise clients regarding their local regulators.
Our team includes former regulators, in-house compliance and money laundering reporting officers. We advise clients on day to day governance, conduct and compliance issues, anti-financial crime and sanctions, implementation of the Senior Managers and Certification Regime ("SMCR") notifications to the regulator, 'shadow' skilled persons/Section 166 reports, and internal and external investigations.
We are highly experienced in London Market/Lloyd's matters advising clients on broker remuneration agreements, distribution arrangements, undertaking board effectiveness reviews for managing agents and advising the market on financial sanctions related issues.