At DWF, our team of regulatory experts can help you to navigate the complex and evolving regulatory requirements and can bring a range of technical and regulatory experience to act as your Third Line of Defence.
We are able to deploy knowledge and resources in areas where your internal teams may not be able to cover We support broad scope, high-level framework assessments, performing increasingly detailed reviews aligned to key operational areas to agree on the risk profile of your business.
Our dedicated Internal Audit team supports firms of all sizes through aligning resources to meet FCA and PRA regulatory requirements. In particular, the implementation of the SM&CR defined Risk and Internal Audit role holder requirements for 'Enhanced firms', where they must clearly explain and record the roles and responsibilities of these Senior Management Function individuals. Learn more about our Senior Managers and Certification Regime team here.
